Comprehensive EDGAR filing support for registered investment companies, ETFs, mutual funds, and closed-end funds. N-series filings, prospectus supplements, and fee filings.
Federal Filings provides specialized EDGAR filing services for the investment management industry. We handle registration statements, periodic reports, prospectus filings, and fee notices for registered investment companies including open-end funds (mutual funds), closed-end funds, exchange-traded funds (ETFs), and unit investment trusts.
Open-end management investment company (mutual fund) registration statements and post-effective amendments.
Closed-end management investment company registration statements and amendments.
Certified shareholder reports and annual census reports for registered investment companies.
Annual notice of securities sold pursuant to Rule 24f-2 under the Investment Company Act.
Contact us for a quote or to discuss your upcoming filing. We respond within the hour.